Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Graff is a financial advisor with over 40 years of experience in the financial industry. He is currently registered as a Registered Representative and an Investment Advisor Representative with Stifel Independent Advisors, LLC. His previous experience includes working at Stifel, Nicolaus & Company, Incorporated, Robert W. Baird & Co. Incorporated, and Fifth Third/The Ohio Company. Richard Graff holds Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/13/2006 - Present
Stifel Independent Advisors, LLC (WESLEY CHAPEL FL)
OH
07/05/2002 - 03/13/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CINCINNATI OH)
WI
08/28/1998 - 07/11/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
OH
04/18/1984 - 09/10/1998
FIFTH THIRD/THE OHIO COMPANY (CINCINNATI OH)
IA
Issued 01/26/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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