Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gimon is a financial advisor with over 20 years of experience in the financial services industry. Richard is currently registered with C. L. King & Associates, Inc. He is a highly skilled and experienced professional with a broad range of expertise in investments, trading, and financial planning. Richard is committed to providing personalized and comprehensive financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/31/2014 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
08/15/2006 - 10/21/2014
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
01/23/2006 - 08/14/2006
STONEHAVEN, LLC (NEW YORK NY)
NJ
04/28/2003 - 08/05/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NJ
12/05/2000 - 02/25/2003
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BC
Issued 05/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 08/28/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 02/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2011
Series 3 - National Commodity Futures Examination
BC
Issued 01/11/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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