Unclaimed
Richard Dipasquale is an Investment Advisor Representative associated with MML Investors Services, LLC. Richard has over 50 years of experience in the securities industry and has been registered with FINRA since 1972. Richard has a Series 63, Series 7TO, SIE and Series 1 license. He has been registered in 26 states as an Investment Advisor Representative and has been associated with MML Investors Services, LLC since 1994. In addition to his advisory duties, Richard also holds an outside insurance position with Massachusetts Mutual Life Insurance Company. Richard is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PA
03/29/2021 - Present
MML Investors Services, LLC (Lansdale PA)
MA
02/05/1992 - 10/13/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/05/1992 - 10/13/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
PA
01/24/1989 - 01/06/1992
VALLEY NATIONAL INVESTMENTS, INC. (BETHLEHEM PA)
NA
08/08/1972 - 12/31/1988
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 10/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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