Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Devlin is a financial advisor with Ameriprise Financial Services, LLC. Richard has been in the industry since February 1996. Richard is registered in 16 states and holds licenses from the Securities Industry Essentials Examination, General Securities Representative Examination, Futures Managed Funds Examination, Uniform Securities Agent State Law Examination, Uniform Investment Adviser Law Examination, and General Securities Principal Examination. Richard's prior work experience includes UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. Richard has a total of 12,435 investment advisor representatives and 13,881 registered representatives at Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
01/29/2016 - Present
Ameriprise Financial Services, LLC (Tacoma WA)
WA
12/05/2008 - 02/09/2016
UBS FINANCIAL SERVICES INC. (TACOMA WA)
WA
04/02/2007 - 12/08/2008
MORGAN STANLEY & CO. INCORPORATED (TACOMA WA)
WA
02/27/1996 - 04/02/2007
MORGAN STANLEY DW INC. (TACOMA WA)
IA
Issued 03/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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