Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cottrell is a financial professional with Thinkequity LLC. Richard has been in the industry since July 28, 2024. Richard is registered to provide investment advice in 53 states and the District of Columbia, and is a registered representative of FINRA. Richard holds Series 7TO, SIE and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2024 - Present
Thinkequity LLC (NEW YORK NY)
BC
Issued 08/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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