Unclaimed
Richard Campbell is a financial advisor with Empower Advisory Group, LLC. Richard Campbell has been working in the financial services industry since November 26, 2014. He has a Series 7, Series 66 and SIE licenses and is a Certified Financial Planner. Richard Campbell has been registered with Empower Advisory Group, LLC since March 11, 2021. Prior to joining Empower Advisory Group, LLC, he worked for NYLIFE Securities LLC, Edward Jones and Fidelity Brokerage Services LLC. Richard Campbell has been registered with the following state regulators: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
03/11/2021 - Present
Empower Advisory Group, LLC (BURLINGTON MA)
MA
09/24/2019 - 01/31/2020
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
03/22/2018 - 10/29/2018
EDWARD JONES (BURLINGTON MA)
RI
07/12/2000 - 10/28/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 04/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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