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Richard James Cairns

Avatar Securities, LLC

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About Richard James Cairns

Richard Cairns is a financial professional with over 15 years of experience in the securities industry. Richard has been registered with the Financial Industry Regulatory Authority (FINRA) since 2003 and holds Series 7, 31, 56, 57TO, and SIE licenses. Richard is currently registered with Avatar Securities, LLC, located in New York, New York. Prior to joining Avatar Securities, LLC, Richard was employed by WTS Proprietary Trading Group LLC, A.B. Watley, Inc., Millennium Brokerage, L.L.C., Asiel & Co. LLC, Cygnet Securities, Inc., Bernard Herold & Co., Inc., and Dean Witter Reynolds Inc.

Firm Information

Richard Cairns is currently registered with Avatar Securities, LLC. Avatar Securities, LLC is a Limited Liability Company formed on May 14, 2008. The firm has one approved SEC registration and is currently approved.

Not reported

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Cairns’s Registration & Firm History

NY

03/21/2012 - Present

Avatar Securities, LLC (NEW YORK NY)

NY

03/22/2011 - 03/20/2012

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NY

12/03/2003 - 02/03/2004

A.B. WATLEY, INC. (NEW YORK NY)

NJ

11/03/2003 - 12/02/2003

MILLENNIUM BROKERAGE, L.L.C. (CHATHAM NJ)

NY

04/21/1997 - 10/07/1997

ASIEL & CO. LLC (NEW YORK NY)

NJ

05/20/1996 - 03/14/1997

CYGNET SECURITIES, INC. (WALDWICK NJ)

NY

08/29/1995 - 06/26/1996

BERNARD HEROLD & CO., INC. (NEW YORK NY)

NY

01/24/1994 - 05/11/1995

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/14/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/30/2011

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 10/30/2003

Series 7 - General Securities Representative Examination

BC

Issued 02/22/1994

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

Disclosures

There are 4 public disclosures for Richard James Cairns. Review regulatory record here.
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