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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Bucenec is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry for over 23 years. Richard is a Registered Representative and Investment Advisor Representative with FINRA and holds Series 31, 7, and 63 licenses. Richard also has a Series 65 license. Richard has experience working for Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., Raymond James and Associates and Key Private Bank. Richard offers portfolio management for businesses and individuals, financial planning, consulting and other non-discretionary advisory services, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
12/12/2024 - Present
LPL Financial LLC (PITTSFORD NY)
NY
10/01/2004 - 01/07/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
08/29/1997 - 10/04/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/22/1994 - 09/09/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1994
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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