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Richard James Blooston

Feltl & Co.

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About Richard James Blooston

Richard Blooston is a financial advisor with Feltl & Co., located in Plymouth, MN. Richard has been in the securities industry since 1966. He has a wide range of experience in the industry, with previous roles at RBC Capital Markets Corporation, Morgan Stanley DW Inc., U.S. Bancorp Piper Jaffray Inc., Craig-Hallum, Inc., and R. G. Dickinson & Co.. Richard is a registered representative with FINRA and holds Series 7TO, SIE, PC, and Series 1 licenses. He is also a registered principal with the Series 24 license. Richard is registered to sell securities in Illinois, Minnesota, South Dakota, and Wisconsin.

Firm Information

Richard Blooston is currently registered with Feltl & Co.. Feltl & Co. is a Corporation that was formed on February 27, 1975. The firm is registered in 51 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Blooston’s Registration & Firm History

MN

11/12/2009 - Present

Feltl & Co. (Plymouth MN)

MN

12/16/2004 - 11/13/2009

RBC CAPITAL MARKETS CORPORATION (EDINA MN)

NY

11/14/2000 - 12/14/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

MN

01/31/1989 - 11/24/2000

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NA

01/23/1974 - 02/06/1989

CRAIG-HALLUM, INC.

NA

01/06/1972 - 02/28/1974

R. G. DICKINSON & CO.

NA

11/21/1966 - 01/29/1972

JOHN G KINNARD & CO

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Licenses & Designations

BC

Issued 10/19/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/05/1988

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1977

PC - AMEX Put and Call Exam

BC

Issued 11/15/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard James Blooston.
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