Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard James Bell is a financial advisor with Searle & Co.. Richard has been in the financial industry for over 30 years, joining the company in October 2005. Richard's experience includes time at several other firms, such as Belle Haven Investments, L.P., Holcomb, Stevens Securities, Inc, Glickenhaus & Co., and J.P. Morgan Securities Inc. Richard currently holds active registrations with the states of California, Colorado, Connecticut, Florida, Indiana, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Pennsylvania, Rhode Island, Texas, Vermont, and Virginia. Richard also holds Series 7, Series 63, Series 24, Series 53, and Series 65 securities licenses, as well as the Series 79TO and SIE exams. Richard has experience working with various client types, including charitable organizations, high-net-worth individuals, individuals other than high-net-worth, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
10/05/2005 - Present
Searle & Co. (Middletown RI)
NY
10/23/1991 - 10/25/2005
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
NA
08/22/1991 - 10/23/1991
HOLCOMB, STEVENS SECURITIES, INC
NY
04/01/1987 - 08/28/1991
GLICKENHAUS & CO. (NEW YORK NY)
NA
05/01/1986 - 03/19/1987
J.P. MORGAN SECURITIES INC.
IA
Issued 05/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/06/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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