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Richard Jae Libretti

Newbridge Securities Corp.

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About Richard Jae Libretti

Richard Libretti is a financial advisor at Newbridge Securities Corp. Richard has been in the financial industry since 1999. Richard is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Richard is currently registered to offer securities in 52 states. Richard was previously registered with National Securities Corporation, Wunderlich Securities, Inc., Joseph Stevens & Company, Inc., William Scott & Co. L.L.C., and Morgan Stanley DW Inc.

Firm Information

Richard Libretti is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Libretti’s Registration & Firm History

NJ

04/07/2017 - Present

Newbridge Securities Corp. (MORRISTOWN NJ)

NJ

04/05/2013 - 04/13/2017

NATIONAL SECURITIES CORPORATION (MORRISTOWN NJ)

NJ

10/14/2011 - 04/09/2013

WUNDERLICH SECURITIES, INC. (MORRISTOWN NJ)

NJ

04/30/2008 - 10/19/2011

NATIONAL SECURITIES CORPORATION (MORRISTOWN NJ)

NJ

09/23/2005 - 04/30/2008

JOSEPH STEVENS & COMPANY, INC. (OLD BRIDGE NJ)

NJ

04/17/2001 - 09/28/2005

WILLIAM SCOTT & CO. L.L.C. (UNION NJ)

NY

08/31/1999 - 04/16/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 11/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Jae Libretti.
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