Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard J. Visconti is an experienced financial professional with over 30 years of experience in the industry. Richard is currently registered with J.p. Morgan Securities LLC. Prior to that, Richard was registered with Whitaker Securities LLC, Burlington Capital Markets Inc. and several other firms. Richard holds a Series 3, 7, 52, 53, 55, 57, and 63 licenses. Richard specializes in helping individuals, corporations, and institutional investors manage their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/16/2005 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
01/29/2003 - 07/29/2005
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
04/25/2000 - 01/11/2002
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
07/07/1998 - 04/28/2000
MAY, DAVIS GROUP INC. (NEW YORK NY)
CA
05/07/1997 - 08/07/1998
LINTZ GLOVER WHITE & COMPANY, INC. (VALLEY VILLAGE CA)
NY
03/09/1987 - 04/29/1997
WR LAZARD, LAIDLAW & LUTHER INCORPORATED (NEW YORK NY)
NA
08/21/1984 - 09/03/1986
SALOMON BROTHERS INC.
BC
Issued 09/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Visconti is the right advisor for you? Invested Better is here to help.
