Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard J. Tico is a financial advisor with over 25 years of experience in the industry. Richard has a diverse background in financial services, having worked at several firms including Salomon Smith Barney Inc., Nomura Securities International, Inc., and Streamline Capital Corporation. Richard is currently registered with J.P. Morgan Securities LLC. Richard provides financial advice to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
12/08/2023 - Present
J.p. Morgan Securities LLC (Woodland Hills CA)
TX
10/29/2001 - 06/16/2005
STREAMLINE CAPITAL CORPORATION (SOUTHLAKE TX)
NY
01/20/1999 - 10/25/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/26/1997 - 05/11/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 02/16/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/12/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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