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Richard J Taylor

Alight Financial Solutions, LLC

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About Richard J Taylor

Richard J. Taylor is a financial professional with over 25 years of experience in the industry. Richard is currently registered with Alight Financial Solutions, LLC in Charlotte, NC, and holds a Series 7, Series 24, and Series 63 license. Richard has previously held positions with VALMARK SECURITIES, INC., ING FINANCIAL PARTNERS, INC., CAPITAL GUARDIAN, LLC, LPL FINANCIAL CORPORATION, NATIONAL FINANCIAL SERVICES LLC, PERSHING LLC, and HIBBARD BROWN & CO., INC.

Firm Information

Richard Taylor is currently registered with Alight Financial Solutions, LLC. Alight Financial Solutions, LLC is a Limited Liability Company formed in April 1994. The firm is registered with the SEC and in all 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Taylor’s Registration & Firm History

NC

01/13/2015 - Present

Alight Financial Solutions, LLC (CHARLOTTE NC)

OH

03/14/2014 - 11/24/2014

VALMARK SECURITIES, INC. (AKRON OH)

IA

09/26/2011 - 08/20/2013

ING FINANCIAL PARTNERS, INC. (DES MOINES IA)

NC

03/31/2009 - 04/11/2011

CAPITAL GUARDIAN, LLC (BELMONT NC)

NC

03/03/2008 - 03/26/2009

LPL FINANCIAL CORPORATION (CHARLOTTE NC)

NJ

01/06/2005 - 10/31/2007

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NJ

08/15/1994 - 07/14/2003

PERSHING LLC (JERSEY CITY NJ)

NY

08/15/1991 - 03/07/1996

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/20/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/15/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard J Taylor.
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