Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shaffer is a securities professional with a Series 57TO and SIE license. Richard is currently registered with T3 Trading Group, LLC. Richard has been in the industry since October 31, 2021. Richard is located in New York, NY and is affiliated with the T3 Trading Group, LLC branch office located at 88 PINE STREET, 23RD FLOOR, NEW YORK, NY 10005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2021 - Present
T3 Trading Group, LLC (NEW YORK NY)
BC
Issued 10/30/2021
Series 57TO - Securities Trader Exam
BC
Issued 09/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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