linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard J Morgana

Nylife Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard J Morgana

Richard J Morgana is a financial advisor with Nylife Securities LLC. Richard has been in the financial services industry since 1992. Richard is registered with FINRA and is Series 6, 7, 26, 63, and SIE licensed. Richard has previously worked at NATIONAL FINANCIAL SERVICES LLC, BNY INVESTMENT CENTER INC., ESSEX NATIONAL SECURITIES, INC., NYLIFE SECURITIES INC., and FIRST INVESTORS CORPORATION.

Firm Information

Richard Morgana is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Morgana’s Registration & Firm History

TX

06/24/2019 - Present

Nylife Securities LLC (DALLAS TX)

NJ

04/07/2008 - 11/07/2014

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

02/15/2000 - 03/08/2007

BNY INVESTMENT CENTER INC. (NEW YORK NY)

CA

09/14/1999 - 11/02/1999

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

12/05/1996 - 05/27/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

07/10/1986 - 11/11/1996

FIRST INVESTORS CORPORATION (EDISON NJ)

Not sure if Richard J Morgana is right for you?

Licenses & Designations

BC

Issued 07/11/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/1991

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/24/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/09/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/09/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard J Morgana.
Not sure if Richard J Morgana is right for you?