Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Herstowski is a financial professional with over 18 years of experience in the financial services industry. Richard is currently a registered representative with PFS Investments Inc. and holds Series 7 and 63 securities licenses, as well as the SIE exam. Richard has a proven track record of helping individuals and families reach their financial goals. Richard is dedicated to providing his clients with personalized financial advice and guidance. He is committed to building long-term relationships with his clients and helping them achieve their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
01/20/2017 - Present
PFS Investments Inc. (ROLLING MEADOWS IL)
IL
01/27/2010 - 12/31/2016
PFS INVESTMENTS INC. (ARLINGTON HEIGHTS IL)
IL
01/01/2004 - 03/13/2009
PRUDENTIAL BACHE SECURITIES, LLC (CHICAGO IL)
NY
04/10/2001 - 01/01/2004
PRUDENTIAL EQUITY GROUP, INC. (NEW YORK NY)
BC
Issued 07/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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