Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Grunder is a financial professional with over 20 years of experience in the industry. Richard is currently registered with J.P. Morgan Securities LLC in Seattle, WA and Texas. Richard previously worked at several other firms including MBSC Securities Corporation, MBSC, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Sanford C. Bernstein & Co., LLC. Richard has a diverse range of experience in the financial services industry, including investment advisory, brokerage, and financial planning. Richard holds several licenses and certifications, including Series 7, Series 31, Series 65, and Series 66. Richard is also an owner of Four Arkoudes, LLC which is a single-family vacation rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
04/03/2024 - Present
J.p. Morgan Securities LLC (Seattle WA)
WA
07/02/2007 - 12/17/2009
MBSC SECURITIES CORPORATION (SEATTLE WA)
NY
06/09/2006 - 07/02/2007
MBSC, LLC (NEW YORK NY)
WA
11/15/2004 - 04/12/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
NY
10/31/2001 - 10/04/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 4/3/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/6/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2001
Series 7 - General Securities Representative Examination
BC
Issued 9/19/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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