Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Doucette is a financial advisor located in Ambler, Pennsylvania. Richard works at Purshe Kaplan Sterling Investments. Richard has been in the industry since March 10, 2005. Richard has passed the Series 7, Series 24, and Series 63 exams. Richard is registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/31/2021 - Present
Purshe Kaplan Sterling Investments (Ambler PA)
PA
10/31/2007 - 03/31/2021
H. BECK, INC. (Flourtown PA)
IN
06/28/2001 - 11/24/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CT
11/02/2000 - 01/24/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
BC
Issued 11/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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