Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Cossa is a financial advisor who has been active in the industry since March 10, 2008. Richard is currently registered with Fidelity Personal And Workplace Advisors, a firm based in Boston, MA. Richard is licensed to provide financial services in 53 states and the District of Columbia. Richard has previously worked at several other firms, including Ameriprise Financial Services, LLC, Lincoln Financial Advisors Corporation, J.P. Morgan Securities LLC, Liberty Partners Financial Services, LLC, Oppenheimer & Co. Inc., Wells Fargo Advisors, LLC, and Morgan Stanley & Co. Incorporated. Richard is also registered as an Investment Advisor Representative in New York and Texas. Richard is a member of FINRA and has passed the Series 66, Series 7, Series 31 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/13/2023 - Present
Fidelity Personal AND Workplace Advisors (NEW CITY NY)
NJ
04/27/2021 - 02/06/2023
NEWBRIDGE SECURITIES CORPORATION (MONTVALE NJ)
CT
02/26/2021 - 03/31/2021
AMERIPRISE FINANCIAL SERVICES, LLC (GREENWICH CT)
NJ
10/13/2015 - 03/03/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (PARAMUS NJ)
NY
04/24/2014 - 10/22/2015
J.P. MORGAN SECURITIES LLC (CHESTNUT RIDGE NY)
NC
03/04/2013 - 04/11/2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
NJ
06/03/2011 - 03/15/2013
OPPENHEIMER & CO. INC. (SADDLE BROOK NJ)
NY
06/25/2008 - 06/13/2011
WELLS FARGO ADVISORS, LLC (NEW CITY NY)
NY
11/20/2007 - 06/09/2008
MORGAN STANLEY & CO. INCORPORATED (PEARL RIVER NY)
BOTH
Issued 01/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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