Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Connolly is a financial professional with over 15 years of experience in the industry. Richard is currently registered with Nylife Securities LLC and holds the Series 6, Series 7, and SIE licenses. Previously, Richard worked at AIG Sunamerica Capital Services, Inc. Richard is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/21/2005 - Present
Nylife Securities LLC (WHITE PLAINS NY)
NJ
11/15/2004 - 05/17/2005
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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