Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard J. Byrne is an Investment Advisor Representative at J.P. Morgan Securities LLC. Richard has been in the industry since August 1983. Richard is registered with the state of Illinois. He holds the following licenses and registrations: Series 66, Series 63, Series 9, Series 10, Series 57TO, SIE, Series 55, and Series 7. Richard also holds a FINRA registration with the same firm. Richard has prior experience with Mizuho Securities USA LLC, Cowen and Company, Knight Equity Markets, L.P., BANC OF AMERICA SECURITIES LLC, CREDIT SUISSE FIRST BOSTON LLC, and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
04/06/2022 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
03/13/2014 - 06/04/2018
MIZUHO SECURITIES USA LLC (CHICAGO IL)
IL
02/03/2010 - 11/13/2013
COWEN AND COMPANY (CHICAGO IL)
IL
02/24/2009 - 02/10/2010
KNIGHT EQUITY MARKETS, L.P. (CHICAGO IL)
IL
05/06/2003 - 02/17/2009
BANC OF AMERICA SECURITIES LLC (CHICAGO IL)
NY
10/10/2000 - 05/02/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
01/26/1982 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 02/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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