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Richard Ivan Davis

Transcend Capital Advisors, LLC

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About Richard Ivan Davis

Richard Ivan Davis is an investment advisor representative with Transcend Capital Advisors, LLC. Richard has over 20 years of experience in the financial services industry. Prior to joining Transcend Capital Advisors, LLC, Richard worked at UBS Financial Services Inc. and Mercer Allied Company, L.P. Richard holds a Series 63, Series 66, and Series 7 license. Richard is a licensed investment advisor representative in Michigan.

Firm Information

Richard Davis is currently registered with Transcend Capital Advisors, LLC. Transcend Capital Advisors, LLC is an investment advisor based in Madison, NJ. The firm manages over $2.8 billion in assets for individuals, corporations, charitable organizations, pooled investment vehicles, and pension plans. They offer financial planning, pension consulting, and portfolio management services.
Transcend Capital Advisors, LLC

7 GIRALDA FARMS

MADISON, NJ 07940

$2.86B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Davis’s Registration & Firm History

NJ

01/06/2024 - Present

Transcend Capital Advisors, LLC (MADISON NJ)

MI

11/10/2011 - 02/14/2022

UBS FINANCIAL SERVICES INC. (TROY MI)

MI

11/22/2005 - 11/15/2011

MERCER ALLIED COMPANY, L.P. (TROY MI)

MI

06/16/2003 - 06/26/2003

CAMBRIDGE GROUP INVESTMENTS, LTD. (LANSING MI)

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Licenses & Designations

BOTH

Issued 05/28/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/18/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Ivan Davis.
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