Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Watter is a financial advisor currently associated with Andrew Garrett Inc. Richard has been active in the securities industry since 1984 and has a broad range of experience. Richard is registered to provide investment advice in Florida, Georgia, New Jersey, New York, North Carolina, Pennsylvania, and South Carolina. Richard previously worked at HALLMARK INVESTMENTS, INC., GUNNALLEN FINANCIAL, INC, UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and MID-STATE SECURITIES CORP. Richard Watter and Andrew Garrett Inc. provide a range of advisory services to clients, including financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/08/2011 - Present
Andrew Garrett Inc. (NEW YORK NY)
NY
10/13/2005 - 07/07/2011
HALLMARK INVESTMENTS, INC. (NEW YORK NY)
FL
03/30/2004 - 11/08/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NJ
01/26/1998 - 04/21/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/27/1986 - 01/27/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/24/1984 - 09/08/1986
MID-STATE SECURITIES CORP.
BC
Issued 02/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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