Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hemingway is a financial advisor with over 47 years of experience in the industry. Richard has a broad background in the financial services industry with experience at firms like Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. Richard is currently registered with United Planners' Financial Services of America A Limited Partner in both Florida and Minnesota. Richard specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Richard is a Certified Financial Planner and a Chartered Financial Consultant. Richard is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
09/25/2015 - Present
United Planners' Financial Services OF America A Limited Partner (MINNETONKA MN)
MN
11/01/2013 - 09/28/2015
MIDAMERICA FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
02/28/2001 - 11/04/2013
1ST GLOBAL CAPITAL CORP. (MINNEAPOLIS MN)
WI
05/03/1976 - 03/06/2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/05/1984 - 03/05/2001
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
09/21/1982 - 05/02/1984
LOWRY FINANCIAL SERVICES CORPORATION
IA
Issued 03/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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