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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ira Cohen is a financial advisor in Boston, Massachusetts. Richard has been working in the financial services industry since 1970 and is currently registered with Stifel, Nicolaus & Company, Inc.. Richard has a wide range of experience in the industry, having worked for several firms over the years. Richard is also a licensed investment advisor in several states, including California, Texas, and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
07/30/2019 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
04/29/2002 - 06/05/2007
RYAN BECK & CO. (WELLESLEY HILLS MA)
NY
02/11/1988 - 05/16/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
09/29/1975 - 02/20/1988
L. F. ROTHSCHILD & CO. INCORPORATED
NA
08/25/1970 - 10/17/1975
EDWARDS & HANLY
IA
Issued 09/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/08/1987
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1985
Series 5 - Interest Rate Options Examination
BC
Issued 05/29/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/31/1977
PC - AMEX Put and Call Exam
BC
Issued 04/11/1960
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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