Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Oneill has been in the financial services industry since December 21, 1987. Richard is currently registered with Wells Fargo Clearing Services, LLC in New Jersey, New York and Texas. Richard has also been registered as an Investment Advisor Representative in New Jersey and New York. Previously, Richard was registered with Prudential Securities Incorporated and Lehman Brothers Inc.. Richard holds the following FINRA licenses: Series 3, Series 7, and Series 63. Richard has also passed the SIE, Series 65, and the Uniform Securities Agent State Law Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/07/2025 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
09/11/1992 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/14/1988 - 10/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 02/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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