Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Weinhaus is an Investment Advisor Representative at J.p. Morgan Securities LLC. Richard has been in the securities industry since January 1999. Richard is registered with the state of New Jersey, New York and Texas. Richard is also a registered principal with FINRA. Richard previously worked at several other firms, including Chase Investment Services Corp., AXA Advisors, LLC, Ameriprise Financial Services, Inc., Park Avenue Securities LLC and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/11/2014 - Present
J.p. Morgan Securities LLC (New York NY)
NY
04/12/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (ISLIP NY)
NY
07/18/2011 - 04/12/2012
AXA ADVISORS, LLC (MELVILLE NY)
NY
12/16/2010 - 07/11/2011
AMERIPRISE FINANCIAL SERVICES, INC. (MELVILLE NY)
NY
06/23/2009 - 12/20/2010
PARK AVENUE SECURITIES LLC (HAUPPAUGE NY)
NY
12/16/1998 - 05/29/2009
AMERIPRISE FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
MN
12/16/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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