Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hyun woo Nam is a securities professional with over 20 years of experience in the financial services industry. Richard has worked with National Financial Services LLC since 2007. Previously, Richard worked with Fidelity Brokerage Services LLC. Richard is a licensed securities professional, holding the Series 7, 9, 24, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/10/2007 - Present
National Financial Services LLC (JERSEY CITY NJ)
RI
06/13/2001 - 12/07/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 06/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/28/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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