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Richard Hwa Chiu

THE Leaders Group, Inc.

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About Richard Hwa Chiu

Richard Chiu is a financial professional with over 25 years of experience in the financial services industry. He currently holds the position of Financial Advisor with The Leaders Group, Inc. Richard has a strong background in both brokerage and investment advisory services, having previously worked at firms such as Fifth Third Securities, Inc. and The Huntington Investment Company. He holds numerous industry licenses and certifications, including the Series 7, Series 24, Series 27, Series 66, and Series 99TO. Richard is dedicated to providing clients with personalized financial advice and guidance. He is registered to conduct business in Ohio and Texas.

Firm Information

Richard Chiu is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Chiu’s Registration & Firm History

CO

07/25/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

OH

01/28/2002 - 08/04/2023

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

OH

01/12/1999 - 12/08/2000

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

OH

06/27/1996 - 12/15/1998

NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)

OH

07/06/1995 - 06/07/1996

THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)

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Licenses & Designations

BOTH

Issued 06/05/1997

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/02/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Hwa Chiu.
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