Unclaimed
Richard Huntington is a financial advisor at LPL Financial LLC, with over 15 years of experience in the industry. Richard has a strong background in helping individuals and families achieve their financial goals. Richard has a Series 6, SIE, and Series 63 license, and holds a variety of specializations. Prior to joining LPL Financial LLC, Richard worked with Cetera Advisors LLC, Questar Capital Corporation, and Harvest Capital LLC. Richard Huntington is committed to providing clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
05/21/2024 - Present
LPL Financial LLC (ROCKY HILL CT)
CT
02/01/2019 - 05/21/2024
CETERA ADVISORS LLC (ROCKY HILL CT)
CT
02/24/2012 - 02/12/2019
QUESTAR CAPITAL CORPORATION (ROCKY HILL CT)
CT
07/06/2010 - 02/24/2012
HARVEST CAPITAL LLC (ROCKY HILL CT)
CT
03/03/2009 - 06/30/2010
QUESTAR CAPITAL CORPORATION (ROCKY HILL CT)
BC
Issued 04/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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