Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hunter is an investment advisor representative with LPL Financial LLC. Richard has over 18 years of experience in the financial services industry. Richard is registered with the state of Florida as an Investment Adviser Representative and a Registered Representative. Richard is also registered with the state of South Carolina as a Registered Representative. Richard has earned the Series 6, 7, 24, 26, 52, 53, and 63 securities licenses, as well as the Series 65 investment advisor license. Previously, Richard was associated with Investment Planners, Inc. for 1 year and 6 months, Principal Securities, Inc. for 6 years, Park Avenue Securities LLC for 4 years and 9 months, New England Securities for 4 years and 7 months, Waddell & Reed, Inc. for 1 year and 2 months, and Pruco Securities Corporation for 9 months.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/01/2025 - Present
LPL Financial LLC (FORT MILL SC)
IL
07/13/2021 - 01/03/2023
INVESTMENT PLANNERS, INC. (DECATUR IL)
FL
12/01/2014 - 12/31/2020
PRINCIPAL SECURITIES, INC. (Tampa FL)
FL
01/20/2010 - 10/02/2014
PARK AVENUE SECURITIES LLC (TAMPA FL)
FL
06/16/2005 - 12/24/2009
NEW ENGLAND SECURITIES (TAMPA FL)
KS
09/23/2004 - 11/12/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
09/24/2002 - 08/05/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 07/31/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/21/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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