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Richard Hunter

Trinity Asset Management Co.

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About Richard Hunter

Richard Hunter is an investment advisor representative with Trinity Asset Management Co. Richard has been in the industry since 1983. Richard has been registered with Trinity Asset Management Co. since 2006. Richard has passed the Series 3, 7, 8, 24 and 66 exams.

Firm Information

Richard Hunter is currently registered with Trinity Asset Management Co.. Trinity Asset Management Co. is an investment advisor with two investment adviser representatives, managing approximately $89.96 million in regulatory assets under management. They offer portfolio management for individuals and businesses, as well as pension consulting. The firm primarily serves high-net-worth individuals (108 clients) and charitable organizations (assets under management: $4.31 million).

$89.96M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Hunter’s Registration & Firm History

CA

04/28/2006 - Present

Trinity Asset Management Co. (LOS ANGELES CA)

CA

12/05/2005 - 02/23/2006

RBC DAIN RAUSCHER INC. (BEVERLY HILLS CA)

CA

03/27/2001 - 11/29/2005

MARKS MCBROOM WALSTON SECURITIES, INC. (LOS ANGELES, CA)

MO

04/10/2000 - 05/02/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NA

12/17/1993 - 07/15/1994

CS FIRST BOSTON CORPORATION

NA

03/12/1987 - 12/15/1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

12/21/1983 - 12/05/1986

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 06/14/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/13/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/14/2001

Series 24 - General Securities Principal Examination

BC

Issued 08/27/1984

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 04/08/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/07/1985

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Richard Hunter.
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