Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Crockett is an experienced financial professional with a career spanning over 30 years. Richard is currently registered with R. F. Lafferty & CO., Inc. in New York, NY. Richard has held previous positions with firms such as COVA CAPITAL PARTNERS LLC, LEVELX CAPITAL LLC, SPENCER CLARKE LLC, OCP CAPITAL, LLC, AEON CAPITAL INC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Richard's expertise is in providing financial guidance and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/26/2023 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
04/18/2019 - 06/28/2024
COVA CAPITAL PARTNERS LLC (SYOSSET NY)
NY
04/08/2019 - 12/31/2022
LEVELX CAPITAL LLC (BROOKLYN NY)
NY
03/21/2018 - 03/22/2019
COVA CAPITAL PARTNERS LLC (SYOSSET NY)
FL
09/21/2017 - 08/03/2018
SPENCER CLARKE LLC (MIAMI BEACH FL)
FL
02/27/2018 - 04/10/2018
OCP CAPITAL, LLC (WELLINGTON FL)
NY
10/31/2017 - 01/12/2018
AEON CAPITAL INC (NEW YORK NY)
NY
08/01/2013 - 08/30/2017
R. F. LAFFERTY & CO., INC. (NEW YORK NY)
CT
04/15/2016 - 07/17/2017
OSPREY PARTNERS LLC (WESTPORT CT)
NY
06/03/2013 - 08/02/2013
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
02/19/2013 - 03/25/2013
OLSON, CROSS & ALAMO LLC (HUNTINGTON NY)
NY
01/20/2012 - 02/01/2013
CRAIG SCOTT CAPITAL, LLC (UNIONDALE NY)
NY
06/11/2008 - 12/21/2010
BROOKVILLE CAPITAL PARTNERS LLC. (UNIONDALE NY)
IL
05/08/2006 - 03/18/2008
ADVANCED EQUITIES, INC. (CHICAGO IL)
IL
04/06/2005 - 04/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
NY
07/26/1999 - 03/30/2005
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/03/1990 - 07/23/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 07/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 09/21/2006
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/26/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Richard Crockett is the right advisor for you? Invested Better is here to help.
