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Richard Hulett Hickman

Berthel, Fisher & Co. Financial Services, Inc.

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About Richard Hulett Hickman

Richard Hickman is a financial advisor with Berthel, Fisher & Co. Financial Services, Inc., with a career in the industry spanning over 30 years. Richard is licensed to provide financial advice in 14 states, including California, Colorado, Florida, Georgia, and Iowa, with a focus on providing investment advice to individuals and families.

Firm Information

Richard Hickman is currently registered with Berthel, Fisher & Co. Financial Services, Inc.. Berthel, Fisher & Co. Financial Services, Inc. is a corporation headquartered in CEDAR RAPIDS, IA that was formed on 1974-03-13. They have been approved by the SEC and registered in 51 states. The firm offers financial planning and portfolio management for individuals and selection of other advisers. They manage $742,220,394 in regulatory assets under management and have 3,481 total accounts. They have 92 licensed agents, 100 investment adviser representatives, 100 registered representatives, 100 investment advisory functions, and 50 adviser representatives for other investment advisers.
Berthel, Fisher & Co. Financial Services, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$742.22M

Assets Under Management

6

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Hickman’s Registration & Firm History

IA

10/22/2003 - Present

Berthel, Fisher & Co. Financial Services, Inc. (DES MOINES IA)

MO

07/18/2000 - 12/31/2001

BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)

IA

02/01/1997 - 05/25/1999

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

IL

02/20/1991 - 12/10/1996

FOREST SECURITIES,INC. (HILLSIDE IL)

IA

09/20/1988 - 03/19/1990

INVESTCENTRAL (WEST DES MOINES IA)

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Licenses & Designations

BC

Issued 10/07/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Richard Hulett Hickman. Review regulatory record here.
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