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Richard Hugh Wesolowski

Neuberger Berman BD LLC

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About Richard Hugh Wesolowski

Richard Wesolowski is a financial advisor at Neuberger Berman BD LLC. Richard has been in the financial services industry since 2003. Richard holds the Series 63, Series 7, Series 87, and SIE licenses. Richard also holds the Certified Financial Planner and Chartered Financial Analyst designations. Richard is registered to provide investment advice in Florida, New Jersey, and New York. Richard's practice is primarily focused on providing portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles. Richard is also a registered investment advisor representative of Neuberger Berman Investment Advisers LLC.

Firm Information

Richard Wesolowski is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Wesolowski’s Registration & Firm History

NY

03/22/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

02/13/2003 - 10/02/2013

SIDOTI & COMPANY, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Hugh Wesolowski.
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