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Richard Hsu

Grove Point Investments, LLC

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About Richard Hsu

Richard Hsu is a financial advisor with Grove Point Investments, LLC, a firm based in Rockville, MD. Richard has over 16 years of experience in the financial industry and is registered with both FINRA and the state of Maryland. Richard holds the Series 7, 24, 63, 99TO, and SIE licenses and has passed the General Securities Representative Examination, General Securities Principal Examination, Uniform Securities Agent State Law Examination, Operations Professional Examination and the Securities Industry Essentials Examination. Richard is committed to providing his clients with the highest level of service and expertise.

Firm Information

Richard Hsu is currently registered with Grove Point Investments, LLC. Grove Point Investments, LLC is a Limited Liability Company formed on April 1, 2021, and registered in all 50 states and the District of Columbia. The firm has been the subject of 17 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Hsu’s Registration & Firm History

MD

01/04/2017 - Present

Grove Point Investments, LLC (ROCKVILLE MD)

CA

05/01/2013 - 01/03/2017

H. BECK, INC. (LONG BEACH CA)

CA

12/23/2010 - 04/12/2013

H. BECK, INC. (LONG BEACH CA)

CA

04/06/2009 - 11/24/2009

ASSENT LLC (LOS ANGELES CA)

VA

08/11/2006 - 05/03/2007

WACHOVIA SECURITIES, LLC (MCLEAN VA)

MD

11/03/2004 - 12/08/2004

H. BECK, INC. (ROCKVILLE MD)

MD

02/08/2001 - 11/24/2003

H. BECK, INC. (ROCKVILLE MD)

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Licenses & Designations

BC

Issued 09/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Hsu.
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