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Richard Howard Siemers

ICE Bonds Securities Corp.

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About Richard Howard Siemers

Richard Siemers is a financial advisor who has been in the industry since April 2, 2008. Richard is currently registered with Ice Bonds Securities Corp. and holds the Series 7, Series 52TO, Series 63, Series 24 and Series 53 licenses. Richard was previously employed by TMC BONDS L.L.C. FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., ROYAL ALLIANCE ASSOCIATES, INC., ADVANTAGE CAPITAL CORPORATION and AMERICAN GENERAL SECURITIES INCORPORATED. Richard is registered in the state of New York.

Firm Information

Richard Siemers is currently registered with ICE Bonds Securities Corp.. ICE Bonds Securities Corp. is a Corporation formed on April 18, 2002. It is currently approved and registered in Georgia, Louisiana, New York, Ohio, and Virginia. The firm has 1 approved SEC registration and 5 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Siemers’s Registration & Firm History

NY

06/01/2020 - Present

ICE Bonds Securities Corp. (White Plains NY)

NY

04/15/2010 - 06/03/2020

TMC BONDS L.L.C. (New York NY)

NY

05/07/2008 - 04/12/2010

FSC SECURITIES CORPORATION (NEW YORK NY)

AZ

05/07/2008 - 04/12/2010

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

NY

04/01/2008 - 04/12/2010

ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)

NY

05/07/2008 - 03/03/2009

ADVANTAGE CAPITAL CORPORATION (NEW YORK NY)

AZ

05/07/2008 - 10/29/2008

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

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Licenses & Designations

BC

Issued 04/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/24/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/16/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Howard Siemers.
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