Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Koff is a financial advisor who has been in the industry since 1993. Richard is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2019. Richard also has previous experience with MML Investors Services, LLC, AXA Advisors, LLC, Jefferson Pilot Securities Corporation and Walnut Street Securities, Inc. Richard provides services to individuals, families, trusts, estates, corporations, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/20/2025 - Present
Ameriprise Financial Services, LLC (Westlake Village CA)
CA
08/29/2013 - 06/11/2019
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
09/06/2001 - 08/14/2013
AXA ADVISORS, LLC (WOODLAND HILLS CA)
IN
03/18/1999 - 08/28/2001
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CA
03/19/1998 - 02/26/1999
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IN
09/22/1993 - 03/18/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IA
Issued 09/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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