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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Howard Case is a financial advisor with over 40 years of experience in the industry. Richard is a registered representative and investment advisor representative with Western International Securities, Inc. Richard has experience in financial planning, portfolio management, and pension consulting, and holds Series 3, 7, 24, 63, and 65 licenses. Richard has a strong track record of success in helping clients achieve their financial goals. Richard specializes in working with individuals, corporations, and charitable organizations. Richard's clients have consistently rated him highly for his knowledge, expertise, and commitment to providing personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/13/2023 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
12/06/2006 - 10/28/2008
CROWELL, WEEDON & CO. (WESTLAKE VILLAGE CA)
CA
03/16/2005 - 12/07/2006
THE SEIDLER COMPANIES INCORPORATED (WESTLAKE VILLAGE CA)
MO
09/04/1990 - 02/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
09/23/1985 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
02/24/1984 - 09/30/1985
LEGG MASON WOOD WALKER, INCORPORATED
IA
Issued 05/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1987
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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