Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Holley is a securities professional with experience in the financial services industry. Richard is currently registered with Castleoak Securities, LP in New York, New York. Prior to joining Castleoak Securities, LP, Richard was employed by John Hancock Distributors LLC in Atlanta, Georgia. Richard has passed the Series 6, Series 63, Series 79, and SIE exams and is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/02/2022 - Present
Castleoak Securities, LP (NEW YORK NY)
GA
12/18/2020 - 04/20/2022
JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)
BC
Issued 10/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/18/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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