Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hoh is a financial professional with over 12 years of experience in the industry. Richard is currently registered with Houlihan Lokey Capital, Inc. in New York. Richard has previously held positions at BMO Capital Markets Corp., Jefferies LLC, and Goldman, Sachs & Co.. Richard holds the Series 63, Series 79, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/18/2020 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
12/24/2015 - 04/30/2020
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
06/15/2010 - 12/22/2015
JEFFERIES LLC (NEW YORK NY)
NY
09/07/2000 - 10/22/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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