Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Ho Lee is a financial advisor with LaSalle St Securities, LLC, based in Westwood, Massachusetts. Richard has been in the financial services industry since January 3, 2001. Richard is registered with the state of Massachusetts and holds Series 7 and Series 66 licenses. Richard also holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/25/2001 - Present
Lasalle ST Securities, LLC (Westwood MA)
TX
01/04/2001 - 01/26/2001
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BOTH
Issued 01/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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