Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hicks is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., licensed in Georgia and Texas. Richard holds the Series 66, Series 7TO and SIE licenses. Richard has been working in the financial services industry since August 2019. Prior to joining Merrill Lynch, Richard worked with Fidelity Brokerage Services LLC and Wells Fargo Clearing Services, LLC. Richard has worked with a wide range of clients, including individuals, businesses, corporations, investment companies, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
08/21/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MACON GA)
UT
08/13/2020 - 03/08/2024
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
UT
04/20/2019 - 06/16/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
BOTH
Issued 05/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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