Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Herman Schriefer is a financial advisor with over 20 years of experience in the industry. Richard is currently a Managing Director and Wealth Advisor with Aprio Wealth Management, LLC. Richard has worked with clients in a variety of capacities to help them achieve their financial goals. His previous experience includes roles with Equitable Advisors, LLC, and The Equitable Life Assurance Society of the United States. Richard is registered with the state of New York as an investment advisor representative. Richard is also registered with the state of New York as a broker-dealer. He holds a Series 6, Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
04/19/2021 - Present
Aprio Wealth Management, LLC (NEW YORK NY)
NY
08/17/1998 - 05/06/2021
EQUITABLE ADVISORS, LLC (NEW YORK NY)
NY
08/17/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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