Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Gutheil is a financial advisor with Fidelity Brokerage Services LLC. Richard has been in the financial services industry since 2011. Richard holds Series 7, 9, 10, 63 and SIE licenses and is registered to sell securities in 53 states, as well as the District of Columbia and Puerto Rico. Richard's current employer is Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
10/21/2011 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 12/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Richard Gutheil is the right advisor for you? Invested Better is here to help.
