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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Herbert Danforth is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2009. Richard has been in the industry for over two decades. He has a strong track record of providing clients with a comprehensive range of financial services, including portfolio management, investment advisory, and financial planning. He is committed to helping clients achieve their financial goals through personalized advice and a tailored approach. Richard holds multiple FINRA registrations. He also has a wide range of experience in the investment industry, having worked for several other firms in the past. In addition to his work with Merrill Lynch, Pierce, Fenner & Smith Inc., Richard is also the owner of Danforth Apiary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
02/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
RI
11/08/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
MA
03/01/1996 - 08/29/2000
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
CA
04/06/1995 - 02/12/1996
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BOTH
Issued 02/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2018
Series 4 - Registered Options Principal Examination
BC
Issued 05/28/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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