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Richard Henry Zang

Northwestern Mutual Investment Services, LLC

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About Richard Henry Zang

Richard Zang is a financial professional with over 48 years of experience in the industry. Richard is currently registered with Northwestern Mutual Investment Services, LLC, and has been with the firm since July 18, 1974. Richard also previously worked with Robert W. Baird & Co. Incorporated from January 10, 1994, to January 1, 2002. Richard holds several licenses and certifications, including Series 63, Series 7TO, SIE, and Series 1. Richard is licensed to provide financial services in 13 states, including Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Iowa, Minnesota, Missouri, Ohio, Texas, and Wisconsin. Richard is dedicated to providing personalized financial advice and helping clients reach their financial goals.

Firm Information

Richard Zang is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Richard Zang’s Registration & Firm History

IL

07/18/1974 - Present

Northwestern Mutual Investment Services, LLC (ELGIN IL)

WI

01/10/1994 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 12/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Henry Zang.
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