Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sharp is a financial advisor with LPL Financial LLC. Richard has been in the financial services industry since 1999. Richard holds FINRA Series 3, 7, 63, and 66 licenses as well as the SIE. Richard is currently registered with LPL Financial LLC and holds a registration as an Investment Advisor Representative. Richard is registered to offer advisory services in Alabama, Arizona, Florida, Illinois, Iowa, Maine, Ohio, and Wisconsin. Richard has experience working with a variety of clients, including individuals, businesses, corporations, investment clubs, pension and profit sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/03/2010 - Present
LPL Financial LLC (AURORA IL)
IL
08/13/1999 - 12/06/2010
EDWARD JONES (NORTH AURORA IL)
BOTH
Issued 12/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/16/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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