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Richard Henry Rameau

W & S Brokerage Services, Inc.

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About Richard Henry Rameau

Richard Rameau is a financial professional with over 20 years of experience in the industry. Richard is currently registered with W&S Brokerage Services, Inc. in College Park, MD. Richard has a strong background in the financial services industry, holding both Series 6 and 7 licenses. Richard has also passed the Series 66, a combined state and federal securities exam. Richard has previous experience with ALLSTATE FINANCIAL SERVICES, LLC and SUNTRUST SECURITIES, INC..

Firm Information

Richard Rameau is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Rameau’s Registration & Firm History

MD

11/02/2023 - Present

W&S Brokerage Services, Inc. (COLLEGE PARK MD)

MD

03/14/2012 - 12/23/2016

ALLSTATE FINANCIAL SERVICES, LLC (LANHAM MD)

GA

05/30/2001 - 09/29/2003

SUNTRUST SECURITIES, INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 08/13/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/29/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Henry Rameau. Review regulatory record here.
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